transact.01
frames- [ARG0 W.N. Whelen & Co. , of Georgetown , Del. , and its president , William N. Whelen Jr. , also of Georgetown ,] were barred *-1 from *-2 [rel transacting] [ARG1 principal trades] for 90 days and were jointly fined *-1 $ 15,000 *U* .
- The current opportunities arise because the process for * executing a buy or sell order in the actual stocks that *T*-76 make up the S&P 500 is more cumbersome than [ARG0 *] [rel transacting] [ARGM-LOC in the futures market] .
- These firms , which *T*-1 often have acquired a local brokerage firm , are calling the shots when it comes to [ARG0 *] deciding [ARGM-LOC in which market] *-2 to [rel transact] [ARG1 a trade] *T*-3 *T*-4 .
- Mr. Wetherell , the underwriter , reckons 0 [ARG1 half of his business] [ARGM-MOD could] be [rel transacted] *-1 [ARGM-MNR by computer] , [ARGM-ADV * cutting costs at least 10 %] .